-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRLNJ9WxXvMo3NF+WUQltfJ9ml4LI9izk8Vv+hgcYksjdpcgXlm1yRSrIv7t7koi ZoPzJB46b8i53MfS4yMG3Q== 0000891554-01-503407.txt : 20010710 0000891554-01-503407.hdr.sgml : 20010710 ACCESSION NUMBER: 0000891554-01-503407 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-57351 FILM NUMBER: 1676494 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10117 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ETRA STEVEN CENTRAL INDEX KEY: 0001052565 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 068380835 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORPORATION STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 d26106_sc13da.txt AMENDED 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)(1) Ameritrans Capital Corporation (Name of Issuer) Common Stock, $.0001 Par Value (Title of Class of Securities) 03073H108 (CUSIP Number) Craig Effrain Stursberg & Veith 405 Lexington Avenue, 4949 New York, NY 10174 (212) 922-1177 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 6/06/01 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 4 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (SC13D-07/99) CUSIP No. 03073H108 13D Page 2 of 4 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven Etra ###-##-#### ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* PF ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 59,094 SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 77,523 _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 59,094 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 77,523 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 136,617 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.83% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 03073H108 13D Page 3 of 4 Pages ________________________________________________________________________________ Item 1. Security and Issuer. This statement relates to the Common Stock, $.0001 par value, of Ameritrans Capital Corporation, 747 Third Avenue, 4th Floor, NY, NY 10017. ________________________________________________________________________________ Item 2. Identity and Background. (a) Steven Etra (b) Manufacturers Corrugated Box 58-30 57th Street, Maspeth, NY 11378 (c) Corporate Executive (d) None (e) None (f) USA ________________________________________________________________________________ Item 3. Source and Amount of Funds or Other Consideration. Personal Funds. This Schedule is being filed pursuant to Mr. Etra's purchase of shares of the Company's Common Stock. The purchase was less than 1% of the Company's outstanding shares of Common Stock. ________________________________________________________________________________ Item 4. Purpose of Transaction. Mr. Etra acquired 800 shares of the Company's Common Stock on June 6, 2001. ________________________________________________________________________________ Item 5. Interest in Securities of the Issuer. See Items 7 through 13 of this Schedule 13D. To the best knowledge of Mr. Etra, the Issuer has 1,745,600 shares of Common Stock, par value $.0001, outstanding on the date hereof. ________________________________________________________________________________ Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None ________________________________________________________________________________ Item 7. Material to be Filed as Exhibits. None ________________________________________________________________________________ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 9, 2001 ---------------------------------------- (Date) /s/ Steven Etra ---------------------------------------- (Signature) Steven Etra ---------------------------------------- (Name/Title) Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). * Excludes 17,500 options for the purchase of 17,500 shares of common stock, par value $.0001, which options are exercisable immediately and expire ten years from the date of grant. Also includes 25,022 shares held with his wife as joint tenants and 27,000 shares held by his wife. Also includes 1,500 shares held by Mr. Etra's son. Includes 10,000 shares held by SRK Associates, LLC, a limited liability company controlled by Mr. Etra and 10,000 shares held by Lance Property Development Pension Plan of which pension plan Mr. Etra is a trustee. -----END PRIVACY-ENHANCED MESSAGE-----